Stephens Inc. Fined $25,000 by State Regulator

by Gwen Moritz  on Thursday, Aug. 22, 2013 4:23 pm   1 min read

Arkansas Securities Commissioner Heath Abshure fines Stephens Inc. $25,000 for failing to properly supervise agents who sold leveraged and inverse exchanged traded funds in 2008 and 2009.

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