Stephens Inc. Asks Legislators to Consider Changes to Securities Law

by Gwen Moritz  on Wednesday, Jan. 22, 2014 5:10 pm   4 min read

Securities Commissioner Heath Abshure

Stephens Inc. of Little Rock suggests changes to state law that would, among other things, move all state securities enforcement actions into the court system. The investment firm made its suggestions in a legislative hearing about its grievance against state Securities Commissioner Heath Abshure.

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