Sr Compliance Analyst

Description:

For more information and/or to apply, please visit our careers page at: my100bank.com/careers

GENERAL DESCRIPTION OF POSITION
The Senior Compliance Analyst is responsible for assisting the Compliance Department in planning and conducting independent reviews of financial institution activities to determine the adequacy and effectiveness of internal controls and compliance with existing Company policies, procedures and regulatory requirements.

ESSENTIAL DUTIES AND RESPONSIBILITIES
1. Responsible for all aspects of conducting compliance monitoring reviews. This includes planning, preparing request letters, conducting fieldwork, researching and providing regulatory citations in support of fieldwork, discussing findings and observations during exit meetings, preparing work papers to support conclusions and preparing written regulatory compliance reports.

2. Examine company policies, procedures and practices to ensure compliance with state and federal laws and regulations.

3. Remain current with the changes to state and federal banking laws and regulations affecting the management, operations, and product offerings of the company.

4. Coordinate with operating departments to ensure adherence to laws and regulations relating to new or revised products and services offerings of the Company.

5. Assist with the preparation of annual risk assessments for all compliance-related areas of the Company, which also includes a comprehensive monitoring schedule.

6. Coordinate with and offer support to the Company's training department through recommendations for compliance training.

7. Provide Senior Management with information to accurately determine the Company's extent of compliance.

8. Aid in pre-exam planning by providing guidance to senior management regarding the exam process.

9. Act as a liaison between senior management and the Company's state and federal regulators as needed.

10. Advise in the design and development of internal compliance monitoring programs.

11. Assist in the planning and due diligence phases of the Company's various acquisition projects.

12. Consult and advise Company management in the development of new deposit and loan products.

13. Consult and advise Company's marketing department on compliance issues relating to various advertising media.

14. Maintain confidentiality of all audit & risk committee files, records, work papers, minutes, etc.

15. Perform research to aid in answering compliance-related question from Company personnel.

16. Schedule meetings with the operating units and managers, as necessary, to provide information on compliance changes that affect their respective areas.

17. The ability to work in a constant state of alertness and in a safe manner.

18. Completes required BSA/AML training and other compliance training as assigned. This duty is performed as needed.

19. Obtain continuing education related to job duties as necessary.

20. Perform any other related duties as required or assigned.

EDUCATION AND EXPERIENCE
Broad knowledge of such fields as accounting, marketing, business administration, finance, etc. Equivalent to a four year college degree, plus 5 years related experience and/or training, and 12 to 18 months related management experience, or equivalent combination of education and experience.

ADDITIONAL INFORMATION
Working Knowledge of DecisionPro, Encompass, Prime and Centrax preferred.
Must be proficient in the use of Microsoft Office Word and Excel.
Strong oral and written communication skills required.
Ability to interpret state and federal regulations required.
Ability to work under stringent time constraints related to current year's monitoring schedule.


For more information and/or to apply, please visit our careers page at: my100bank.com/careers

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