Tagged: jim jones

Proposed Change in State Securities Law Out of Step With Neighboring States

by George Waldon 3/10/2014 12:00 am

Arbitration clauses and courtroom avoidance are common in the securities business. That norm stands in contrast to a not-so-modest proposal by Stephens Inc. to go straight to a judge to rule on enforcement actions by the Arkansas Securities Department.

Russ Harrington Retiring, Troy Wells to Succeed as CEO of Baptist Health

by Mark Friedman 3/3/2014 1:14 pm

Baptist Health of Little Rock announced Monday that President and CEO Russell Harrington Jr. will retire July 1 and be succeeded by Troy Wells, who is currently Baptist's senior vice president of administrative services.

Stephens Inc. Asks Legislators to Consider Changes to Securities Law

by Gwen Moritz 1/22/2014 5:10 pm

Stephens Inc. of Little Rock suggests changes to state law that would, among other things, move all state securities enforcement actions into the court system. The investment firm made its suggestions in a legislative hearing about its grievance against state Securities Commissioner Heath Abshure.

Lawmakers to Hear More in Abshure, Stephens Conflict

by Gwen Moritz 1/13/2014 12:00 am

Arkansas Securities Commissioner Heath Abshure took heat from legislators for more than an hour last week, but threatening weather forced the Joint Performance Review Committee to recess before any other witnesses could be heard.