Tagged: raymond james & associates

Investment Adviser Liz Adams on Prioritizing Your Retirement Goals

by Arkansas Business Staff 9/28/2015 12:00 am

Earlier this year, Liz Adams partnered with another Raymond James adviser, Chris Baugh, to form Baugh Adams Financial Services under the Raymond James umbrella.

Rogue Broker at Stephens Inc. Caused Penalty, $1.9M Claim

by George Waldon 2/17/2014 12:00 am

Lost in the political fracas between the Arkansas Securities Department and Stephens Inc. is the event that started it all: a customer complaint against a former Stephens stockbroker, William Wayne LaRue.