Tagged: scott freydl

Securities Department Seeks Steele Stephens Fine Payment

by Sean Beherec 7/8/2015 10:27 am

The Arkansas Securities Department has filed a complaint against Steele Stephens, stating he has not yet paid a $20,000 fine that was ordered in May.

Hearing Officer Appointed in Steele Stephens, Robert Keenan Cases

by Lance Turner 12/2/2014 1:40 pm

Arkansas Securities Commissioner A. Heath Abshure said Tuesday that he has appointed Jack Pruniski of Hilburn Calhoon Harper Pruniski & Calhoun of Little Rock as hearing officer in the cases of Steele Stephens and Robert Keenan.

Steele Stephens Could Still Face Fines over Shoffner Bribes

by Arkansas Business Staff 11/24/2014 12:00 am

Federal prosecutors gave Steele Stephens immunity from prosecution and let him keep the millions in bond sales commissions he received from the business relationship that resulted in the criminal conviction of former state Treasurer Martha Shoffner.

Securities Department, Crain Clash Over Post-Shoffner Subpoena

by Arkansas Business Staff 5/5/2014 12:00 am

You may know that the Arkansas Securities Department is after W. David Crain, a CPA who worked for St. Bernard Financial Services Inc., the Russellville firm under fire for employing Steele Stephens, a broker who bribed former state treasurer Martha Shoffner.