Tagged: w. david crain

Russellville Financial Adviser David Crain Fined $5,000

by Gwen Moritz 8/11/2014 2:54 pm

W. David Crain, a former representative of St. Bernard Financial Services of Russellville, has agreed to a $5,000 fine and more than $4,100 in restitution for his handling of a widow's account.

Securities Department, Crain Clash Over Post-Shoffner Subpoena

by Arkansas Business Staff 5/5/2014 12:00 am

You may know that the Arkansas Securities Department is after W. David Crain, a CPA who worked for St. Bernard Financial Services Inc., the Russellville firm under fire for employing Steele Stephens, a broker who bribed former state treasurer Martha Shoffner.

Securities Department Goes After Firm That Did Business With Martha Shoffner's Office

by Gwen Moritz 3/11/2014 9:06 am

Robert Keenan, CEO of St. Bernard Financial Services, says the state Securities Department is retaliating for an ethics complaint he filed against Heath Abshure, although he was given notice of the department's plans before he filed the complaint.