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Morgan Keegan & Co.

Banking & Finance / Insurance / Investments

Harry Rosenblum Moves to Wunderlich From Crews & Associates

Veteran Little Rock bond broker Harry Rosenblum has departed Crews & Associates after almost six years to join the Little Rock office of Memphis-based Wunderlich Securities Inc. read more >
Stephens Building
Government & Politics / Investments / Legal

Rogue Broker at Stephens Inc. Caused Penalty, $1.9M Claim

Lost in the political fracas between the Arkansas Securities Department and Stephens Inc. is the event that started it all: a customer complaint against a former Stephens stockbroker, William Wayne LaRue. read more >
Investments / Legal

You Do Not Want to Be a Securities Dealer in Memphis Right Now

Anthony Cacaro, the senior vice president of international sales for investment bankers Duncan Williams Inc., was arrested after a parcel of methamphetamine was mailed to his home. And the SEC has filed administrative charges against eight former directors at Morgan Keegan & Co. read more >
Morgan Keegan & Co.'s offices in Little Rock.
Investments / Legal

Morgan Keegan Loses $1.45M Appeal to Former Bulls Star Horace Grant

Former NBA star Horace Grant becomes the latest investor to win back money from investment firm Morgan Keegan after saying he was misled over investments backed by subprime mortgage debt read more >
Morgan Keegan & Co.'s offices in Little Rock.
Investments / Legal

Morgan Keegan Fined, Ordered to Pay Restitution for Action of Former Agent

Morgan Keegan & Co. has agreed to pay a $15,000 fine and to reimburse an Arkansas couple nearly $45,000 for the actions of one of its former agents, Keith H. Freeman. read more >
Banking & Finance / Investments

Merger Moves Raymond James Up Brokers List

The brokerage list, as well as the list of registered investment advisers that Arkansas Business calls "money managers," is perpetually dominated by Stephens Inc. of Little Rock. read more >