Morgan Keegan & Co.
Harry Rosenblum Moves to Wunderlich From Crews & Associates
Veteran Little Rock bond broker Harry Rosenblum has departed Crews & Associates after almost six years to join the Little Rock office of Memphis-based Wunderlich Securities Inc. read more >
Rogue Broker at Stephens Inc. Caused Penalty, $1.9M Claim
Lost in the political fracas between the Arkansas Securities Department and Stephens Inc. is the event that started it all: a customer complaint against a former Stephens stockbroker, William Wayne LaRue. read more >
by George Waldon -
You Do Not Want to Be a Securities Dealer in Memphis Right Now
Anthony Cacaro, the senior vice president of international sales for investment bankers Duncan Williams Inc., was arrested after a parcel of methamphetamine was mailed to his home. And the SEC has filed administrative charges against eight former directors at Morgan Keegan & Co. read more >
by Gwen Moritz -
Morgan Keegan Loses $1.45M Appeal to Former Bulls Star Horace Grant
Former NBA star Horace Grant becomes the latest investor to win back money from investment firm Morgan Keegan after saying he was misled over investments backed by subprime mortgage debt read more >
by Tre Baker -
Morgan Keegan Fined, Ordered to Pay Restitution for Action of Former Agent
Morgan Keegan & Co. has agreed to pay a $15,000 fine and to reimburse an Arkansas couple nearly $45,000 for the actions of one of its former agents, Keith H. Freeman. read more >
Merger Moves Raymond James Up Brokers List
The brokerage list, as well as the list of registered investment advisers that Arkansas Business calls "money managers," is perpetually dominated by Stephens Inc. of Little Rock. read more >
by Gwen Moritz -