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Scott Freydl

Government & Politics / Investments / Legal

Securities Department Seeks Steele Stephens Fine Payment

The Arkansas Securities Department has filed a complaint against Steele Stephens, stating he has not yet paid a $20,000 fine that was ordered in May. read more >
Government & Politics / Investments

Hearing Officer Appointed in Steele Stephens, Robert Keenan Cases

Arkansas Securities Commissioner A. Heath Abshure said Tuesday that he has appointed Jack Pruniski of Hilburn Calhoon Harper Pruniski & Calhoun of Little Rock as hearing officer in the cases of Steele Stephens and Robert Keenan. read more >
Banking & Finance / Government & Politics / Legal

Steele Stephens Could Still Face Fines over Shoffner Bribes

Federal prosecutors gave Steele Stephens immunity from prosecution and let him keep the millions in bond sales commissions he received from the business relationship that resulted in the criminal conviction of former state Treasurer Martha Shoffner. read more >
Business Services / Investments / Legal

Securities Department, Crain Clash Over Post-Shoffner Subpoena

You may know that the Arkansas Securities Department is after W. David Crain, a CPA who worked for St. Bernard Financial Services Inc., the Russellville firm under fire for employing Steele Stephens, a broker who bribed former state treasurer Martha Shoffner. read more >