Tom Harps
Arvest Wealth Hires Kendra Cain as Chief Compliance Officer
She replaces the retiring Tom Harps, who is stepping down after 17 years in the position. read more >
Proposed Change in State Securities Law Out of Step With Neighboring States
Arbitration clauses and courtroom avoidance are common in the securities business. That norm stands in contrast to a not-so-modest proposal by Stephens Inc. to go straight to a judge to rule on enforcement actions by the Arkansas Securities Department. read more >
by George Waldon -
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