Tagged: Mike Miller

Stephens Inc. Asks Legislators to Consider Changes to Securities Law

Stephens Inc. Asks Legislators to Consider Changes to Securities Law

Banking & FinanceLegal

Stephens Inc. of Little Rock suggests changes to state law that would, among other things, move all state securities enforcement actions into the court system. The investment firm made its suggestions in a legislative hearing about its grievance against state Securities Commissioner Heath Abshure. read more >