David Knight
Stephens Inc. Names Rachel Mondl Mayo General Counsel, Executive VP (Super Mover)
She succeeds David Knight, who joined Stephens in 1988 as the firm’s first general counsel. read more >
David Knight Retires as Stephens General Counsel
The financial services firm named Rachel Mondl Mayo, who joined the company last year as associate general counsel, as Knight's successor. read more >
Albert Braunfisch to Lead Hendrix College Board
Hendrix College of Conway said Wednesday that Albert Braunfisch of Little Rock has been named to a five-year term as chair of the private liberal arts college's board of trustees. read more >
Hendrix College Offers New Scholarships After $26M Donation
Hendrix College will offer new scholarships to cover the full cost of attendance for Federal Pell Grant-eligible students from the Arkansas Commitment program, Little Rock Central High School, Little Rock Catholic High School for Boys, and Mount St. Mary Academy. read more >
New Position at Hendrix College Filled by W. Ellis Arnold
W. Ellis Arnold III has been chosen to fill a new position at Hendrix College in Conway: senior executive vice president, dean of advancement and general counsel. He has served as acting president of the college since J. Timothy Cloyd’s resignation in February 2013. read more >
Motivating Factors (Gwen Moritz Editor’s Note)
My high school journalism teacher taught me about five Ws and an H — who, what, when, where, why and how. Approximately 1,000 years later, I’ve concluded that that fifth W is the most problematic. read more >
by Gwen Moritz -
Rogue Broker at Stephens Inc. Caused Penalty, $1.9M Claim
Lost in the political fracas between the Arkansas Securities Department and Stephens Inc. is the event that started it all: a customer complaint against a former Stephens stockbroker, William Wayne LaRue. read more >
by George Waldon -
Stephens Inc. Asks Legislators to Consider Changes to Securities Law
Stephens Inc. of Little Rock suggests changes to state law that would, among other things, move all state securities enforcement actions into the court system. The investment firm made its suggestions in a legislative hearing about its grievance against state Securities Commissioner Heath Abshure. read more >
by Gwen Moritz -
Lawmakers to Hear More in Abshure, Stephens Conflict
Arkansas Securities Commissioner Heath Abshure took heat from legislators for more than an hour last week, but threatening weather forced the Joint Performance Review Committee to recess before any other witnesses could be heard. read more >
by Gwen Moritz -
State Securities Regulator Heath Abshure Disputes Ethics Complaint by Stephens Inc.
Stephens Inc. of Little Rock has accused Arkansas Securities Commissioner Heath Abshure of illegally steering more than $170,000 to his “favorite charities” and of retaliating when Stephens refused to make such a donation while negotiating a recent settlement. read more >
by Gwen Moritz -