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David Knight

Rachel Mondl Mayo, General Counsel and Executive Vice President of Stephens Inc. of Little Rock.
Investments / Legal

Stephens Inc. Names Rachel Mondl Mayo General Counsel, Executive VP (Super Mover)

She succeeds David Knight, who joined Stephens in 1988 as the firm’s first general counsel. read more >
Stephens Inc. General Counsel David Knight at an event in 2012
Investments / Legal

David Knight Retires as Stephens General Counsel

The financial services firm named Rachel Mondl Mayo, who joined the company last year as associate general counsel, as Knight's successor. read more >
Albert Braunfisch has been named to a five-year term as chair of the Hendrix College board of trustees. Kim Evans and Mike Malone (inset) are the board's newest members.
Education / Nonprofits

Albert Braunfisch to Lead Hendrix College Board

Hendrix College of Conway said Wednesday that Albert Braunfisch of Little Rock has been named to a five-year term as chair of the private liberal arts college's board of trustees. read more >
The Student Life and Technology Center at Hendrix College in Conway.
Education

Hendrix College Offers New Scholarships After $26M Donation

Hendrix College will offer new scholarships to cover the full cost of attendance for Federal Pell Grant-eligible students from the Arkansas Commitment program, Little Rock Central High School, Little Rock Catholic High School for Boys, and Mount St. Mary Academy. read more >
W. Ellis Arnold III
Education / Legal

New Position at Hendrix College Filled by W. Ellis Arnold

W. Ellis Arnold III has been chosen to fill a new position at Hendrix College in Conway: senior executive vice president, dean of advancement and general counsel. He has served as acting president of the college since J. Timothy Cloyd’s resignation in February 2013. read more >
Heath Abshure, shown in a file photo from 2011, has been commissioner of the Arkansas Securities Department for six years.
Government & Politics / Investments / Legal

Motivating Factors (Gwen Moritz Editor’s Note)

My high school journalism teacher taught me about five Ws and an H — who, what, when, where, why and how. Approximately 1,000 years later, I’ve concluded that that fifth W is the most problematic. read more >
Stephens Building
Government & Politics / Investments / Legal

Rogue Broker at Stephens Inc. Caused Penalty, $1.9M Claim

Lost in the political fracas between the Arkansas Securities Department and Stephens Inc. is the event that started it all: a customer complaint against a former Stephens stockbroker, William Wayne LaRue. read more >
A. Heath AbshurePresident, North American Securities Administrators Association
Banking & Finance / Government & Politics / Investments

Stephens Inc. Asks Legislators to Consider Changes to Securities Law

Stephens Inc. of Little Rock suggests changes to state law that would, among other things, move all state securities enforcement actions into the court system. The investment firm made its suggestions in a legislative hearing about its grievance against state Securities Commissioner Heath Abshure. read more >
Government & Politics / Investments / Legal

Lawmakers to Hear More in Abshure, Stephens Conflict

Arkansas Securities Commissioner Heath Abshure took heat from legislators for more than an hour last week, but threatening weather forced the Joint Performance Review Committee to recess before any other witnesses could be heard. read more >
Heath Abshure, shown in a file photo from 2011, has been commissioner of the Arkansas Securities Department for six years.
Banking & Finance / Business Services / Government & Politics

State Securities Regulator Heath Abshure Disputes Ethics Complaint by Stephens Inc.

Stephens Inc. of Little Rock has accused Arkansas Securities Commissioner Heath Abshure of illegally steering more than $170,000 to his “favorite charities” and of retaliating when Stephens refused to make such a donation while negotiating a recent settlement. read more >