Susannah T. Marshall
Arkansas Flexes Regulatory Power With Enforcement Actions Against Financial Giants
The Arkansas Securities Department kicked off 2025 with four major national enforcement actions totaling more than $200 million in settlements. read more >
by Chloe McGehee -
Arkansas Securities Department Joins $106M Settlement with Vanguard
State regulators secured a share of a $106 million settlement with investment giant Vanguard, with 700 local accounts already identified for restitution and more still being uncovered. read more >
Arkansas Joins $80M Enforcement Action Against Cash App Parent Company
Arkansas will receive nearly $1.8 million as part of a settlement with Block, Inc. for violations of Bank Secrecy Act and anti-money laundering laws. read more >
Arkansas Securities Department Joins $20M Settlement with Mortgage Servicing Company
Arkansas will receive $109,006 after state financial regulators reached a $20 million settlement with Bayview Asset Management and its affiliates following a major data breach. read more >
Arkansas Receives $335K Through Settlement with Edward Jones
Arkansas will receive $335,000 as part of the settlement, which found that Edward Jones had supervisory failures with respect to Class A mutual fund shares. read more >
CARTI Hires J. Scott Cordova to Radiation Oncology Team (Movers & Shakers)
Dr. J. Scott Cordova has been hired at CARTI in Little Rock. read more >
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